Overview statements
On this page all rulings of the DSI Disciplinary Committee and the DSI Appeals Committee are conveniently grouped together. Each ruling is briefly summarized and linked to the relevant DSI core principles. So you can see at a glance which themes and standards are central within the financial sector.
DSI disciplinary rulings.
DSI Ethics Enforcement is designed to ensure integrity and professionalism within the financial sector. The Disciplinary Committee and the Appeals Committee operate completely independently and assess each case based on the facts, the DSI Code of Conduct and the disciplinary regulations.
This system ensures fair, transparent and careful handling of reports. It contributes to trust in the industry and provides direction on what constitutes professional and responsible conduct.
