Institutional Investment Information Provider

You provide professional investors with information about investment solutions. For example, you explain the features, costs, and risks without offering personal advice.

Do you advise clients on which investment solution is right for them? Then check out “Institutional Investment Advisor.” Not sure which registry is right for you? Take the Certification Guide.

Your employer or client is a member of DSI. In addition, you have gained at least twelve months of relevant full-time work experience over the past five years.

The steps below explain how to complete the exam, the integrity program, and the screening process.

Are you still in school or gaining work experience? If so, go ahead and submit your application. If you don’t yet meet all the educational or work experience requirements, you can register as a candidate for certification.

As a DSI-certified professional or certification candidate, you agree to abide by the DSI Code of Conduct. The 10 core principles clearly explain what this means for your daily work.

Once your application is approved, you will be listed in the DSI Public Registry. Clients and employers can check your registration and status there. This applies to both certified professionals and those seeking certification.

After you register, you must complete the Continuing Professional Education program each year. You can find a list of providers under “Training Providers.”