Developments involving DSI, Certifications and Ethics enforcement
Read the latest news about the DSI Foundation. From DSI Ethics enforcement verdicts to the Continuing Professional Education program learning objectives. If you’re looking for a specific topic, please enter the search term in the search function below.
DSI imposes educational measure on investment specialist following careless order execution involving suspected market manipulation
DSI introduces 10 core principles for integrity in action. The core principles are a practical translation of the DSI Code of Conduct, making it applicable in daily practice.
How do you navigate integrity dilemmas in the financial sector? Rost van Tonningen, Chair of the DSI Integrity Advisory Committee, shares her vision in this interview on the power of dialogue and ethical reflection.
DSI has published two rulings from the DSI Disciplinary Committee: one on conflict of interest (upheld) and one on investment policy (dismissed). Read the summary for details.
DSI accredits the KYC Analyst Program by Partner in Compliance for the DSI AML Register. Read more about the accreditation, program, and AML Register here.