DSI Integrity Program
Acting ethically and with integrity is essential for every DSI-certified professional. With the DSI Integrity Program, you not only demonstrate professional competence, but also that you act according to the highest ethical standards.
Structure and content
The program consists of two parts: the Integrity E-learning module and the workshop. Depending on the DSI registry for which you want to certify, you must successfully complete one or both components to be certified. The Integrity module is offered exclusively by NCI.
At the workshop you have a choice of 2 providers, NCI or The Ministry of Compliance (TMoC). Please choose a trainer before the workshop and check in advance if your employer has a preference.
Note: If you are a CFA Charterholder, or hold a CFA level 1 or VBA degree, the Workshop element is exempt. You then only need to take the E-learning.
Mandatory components per certification
DSI ESMA Registers |
E-learning | Workshop |
| DSI Retail Investment Information Provider | Yes | No |
| DSI Retail Investment Advisor Standard Products | Yes | Yes* |
| DSI Advising Retail Investment Advisor Custom Products | Yes | Yes* |
| DSI Institutional Investment Advisor | Yes | No |
| DSI Advising Institutional Investment Advisor | Yes | Yes* |
| DSI Treasury Information Provider | Yes | No |
| DSI Advising Treasury Advisor | Yes | Yes* |
DSI Specialist Registers |
E-learning | Workshop |
| DSI AML Register | No | No |
| DSI Securities Trader | Yes | Yes |
| DSI Investment Analyst | Yes | Yes |
| DSI Compliance Professional | No | No |
| DSI Register Integrity | Yes | No |
*Note: If you are a CFA Charterholder, or you hold CFA level 1 or VBA degree, then an exemption applies to the Workshop element. You will then only need to take the E-learning.
Discover the 10 core principles of DSI
Through the DSI Integrity Program, you will learn how to apply the 10 Core Principles in practice so that you act with integrity and contribute to trust in the financial sector.
